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MEDIATION RULES
1. Definition of Mediation.
Mediation is a process under which an impartial person, the
Mediator, facilitates communication between the parties to
promote reconciliation, settlement, or understanding among
them. The mediator may suggest ways of resolving the dispute.
2. Agreement of the Parties. Whenever the parties have
agreed to mediation, they shall be deemed to have made these
rules, as amended and in effect as of the date of the
submission of the dispute, a part of their agreement to
mediate.
3. Consent to Mediator. The parties consent to the
appointment of the individual named as mediator in their case.
The Mediator shall act as an advocate for resolution and shall
use his best efforts to assist the parties in reaching a
mutually acceptable settlement.
4. Conditions Precedent to Serving as
Mediator. It is presumed that there is no conflict to
prevent the Mediator from serving. If any party or the
Mediator know of a conflict, It should be revealed and
considered.
5. Authority of Mediator. The Mediator does not have
the authority to decide any issue for the parties, but will
attempt to facilitate the voluntary resolution of the dispute
by the parties. The Mediator is authorized to conduct joint
and separate meetings with the parties and to offer
suggestions to assist the parties in achieving settlement. If
necessary, the Mediator may also obtain expert advice
concerning technical aspects of the dispute, provided that the
parties agree and assume the expenses of obtaining such
advice. Arrangements for obtaining such advice shall be made
by the Mediator or the parties, as the Mediator shall
determine.
6. Commitment to Participate in Good Faith. While no
one is asked to commit to settle their case in advance of
mediation, all parties commit to participate in the
proceedings in good faith with the intention to settle, if at
all possible.
7. Parties Responsible for Negotiating Their Own
Settlement. The parties understand that the Mediator will
not and cannot impose a settlement in their case and agree
that they are responsible for negotiating a settlement
acceptable to them. The Mediator, as an advocate for
settlement, will use every effort to facilitate the
negotiations of the parties. The Mediator does not warrant or
represent that settlement will result from the mediation
process.
8. Authority of Representatives.
Party representatives must have authority to settle and all
persons necessary to the decision to settle shall be present.
The names and addresses of each person shall be communicated
in writing to the Mediator.
9. Time and Place of Mediation.
The Mediator shall fix the time of each mediation session. The
mediation shall be held at the office of the Mediator, or at
any other convenient location agreeable to the Mediator and
the parties, as the Mediator shall determine.
10. Identification of Matters in
Dispute. Prior to the first scheduled mediation session,
each party shall provide the Mediator with an Information
Sheet and Request for Mediation on the form provided by the
Mediator, setting forth its positions with regard to the
issues that need to be resolved.
At or before the first session, the
parties will be expected to produce all information reasonably
required for the Mediator to understand the issues presented.
The Mediator may require any party to supplement such
information.
11. Mediation Sessions are Private.
The parties and their representatives may attend mediation
sessions. Other persons may attend only with the permission of
the parties and with the consent of the Mediator.
12. Confidentially. Confidential
information disclosed to a Mediator by the parties or by
witnesses in the course of the mediation shall not be divulged
by the Mediator. All records, reports, or other documents
received by a mediator while serving in that capacity shall be
confidential. The Mediator shall not be compelled to divulge
such records or to testify in regard to the mediation in an
adversary proceeding or judicial forum. Any party that
violates this agreement shall pay all fees and expenses of the
Mediator and other parties, including reasonable attorney's
fees incurred in opposing the efforts to compel testimony or
records from the Mediator.
The parties shall maintain the
confidentially of the mediation and shall not rely upon, nor
introduce as evidence in any arbitral, judicial, or other
proceeding: a) views expressed or suggestions made by another
party with respect to a possible settlement of the dispute; b)
admissions made by another party in the course of the
mediation proceedings; c) proposals made or views expressed by
the Mediator; or d) the fact that another party had or had not
indicated willingness to accept a proposal for settlement made
by the Mediator.
13. No Record. There shall be no
record recorded, handwritten notes, or any form of recording
of the mediation process.
14. Termination of Mediation. The
mediation shall be terminated: a) by the execution of a
settlement agreement by the parties; b) by declaration of the
Mediator to the effect that further efforts at mediation are
no longer worthwhile; or c) after the completion of one full
mediation session, by a written declaration of a party or
parties to the effect that the mediation proceedings are
terminated.
15. Exclusion of Liability. The
Mediator is not a necessary or proper party in judicial
proceedings relating to the mediation. Neither Mediator nor
any law firm employing Mediator shall be liable to any party
for any act or omission in connection with any mediation
conducted under these rules.
16. Interpretation and Application of
Rules. The Mediator shall interpret and apply these rules.
17. Fees for Mediation and Expenses.
The Mediator's fee shall be agreed upon prior to mediation
and paid according to the fee policy as set out on page (2)
and page (3) of the attached Mediation Brochure. The expenses
of witnesses for either side shall be paid by the party
producing such witnesses. All other expenses of the mediation,
including fees and expenses of the Mediator, and the expenses
of any witness and all the cost of any proofs or expert advice
produced at the direct request of the Mediator, shall be borne
equally by the parties unless they agree otherwise.
18. Any conflict between these rules and
any court order to which the mediation is subject, shall be
controlled by the court order.
19. The mediator acts as a neutral
intermediary for the parties. The mediator can not and will
not act as as advocate for any of the parties. Additionally,
in the event the mediator assists in preparing a written
settlement agreement pursuant to a mediation, each participant
should have the settlement agreement independently reviewed by
the participants counsel before executing the agreement.
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